Brian Lee – Series 7 Top-Off

Check it out: Brian Lee – Series 7 Top-Off

Series 7 Top-Off

Your Instructor

Brian Lee

Brian Lee has been helping students pass their exams for over 20 years. Brian began teaching Series 7 in 1995 in Portland, Or and Seattle, Wa and is the founder of TestGeek Exam Prep, LLC.

Course Curriculum

Series 7 Top-Off Introduction

Downloadable Class Notes

Module 1 – Seeks Business from Customers and Potential Customers

Lesson 1 Contacts Customers and Potential Customers (19:53)

Module 2 – Opening Accounts and Evaluates Customer Profiles

Lesson 1 Types of Accounts (23:40)
Suitability Guideline
Lesson 2 Suitability (21:53)
Retirement Plans (15:27)
Margin Accounts (12:55)
Margin-2 (17:17)
Margin-3 (9:24)
Margin-4 (11:14)
Margin-5 (5:41)

Module 3 – Provides Information About Investments

Lesson 3 Fundemental Analysis (17:01)
Equity Securities – Lesson 1 (23:35)
Equity Securities – Lesson 2 (24:02)
Equity Securities – Lesson 3 (21:51)
Corporate Debt Securities – Lesson 1 (18:24)
Corp. Debt Securities – Lesson 2 (19:38)
Corp. Debt Securities = Lesson 3 (15:05)
Debt Securities Lesson 4 (18:07)
Corp. Debt Securities – Lesson 5 (22:40)
U,S. Gov’t. Securities (14:47)
Agencies and CMO’s (14:17)

Module 4 – Provides information About Investments – Municipal Bonds

Muni-1 (25:54)
Muni-2 (18:53)
Muni-3 (12:33)
Muni-4 (6:04)
Muni-5 (12:52)
Muni-6 (15:16)
Muni-7 (15:25)
Muni-8 (7:31)
Muni-9 (15:45)
Muni-10 (3:03)

Module 5 – Provides Information About Investments -Options

Options-1 (17:42)
Options-2 (14:25)
Options-3 (21:01)
Lesson 4 (23:14)
Options-5 (19:06)
Options-6 (8:29)
Options-7 (15:42)
Options-8 (5:24)
Options-9 (17:27)
Options-10 (15:50)
Options-11 (27:37)
Options-12 (14:48)
Options Practice Exam

Module 6 – Provides Information on Investments- Investment Companies and Variable Annuities

Mutual Funds-1 (16:03)
Mutual Funds-2 (11:27)
Mutual Funds-3 (6:50)
Variable Annuities (24:17)
Limited Partnerships (DPP) (19:32)

Customers’ Purchase and Sales; Processes, Completes and Confirms Transactions

Trading Securities (16:54)
Trading-2 (9:50)
Trading-3 (14:04)
Trading-4 (7:04)
Trading-5 (7:34)

Practice Final Exam

Check List (Facts to Know)
Practice Final
Additional Questions

Library Of Knowledge

Brian Lee – Series 7 Top-Off